Grow Your Business

With R•Broker’s real-time desktop, your Advisors can spend less time filling out forms and more time selling and servicing your clients. Features include:

• Online account open and KYC
• Order entry / order book for all investment types
• Performance reporting
• Instant portfolio reports
• Book of business views
• Tax form inquiry and duplicate requests
• Instant alerts
• Call / e-mail / mail lists
• Client Diary

Be responsive to market demands. With R•Broker, you can launch new products quickly and without the need for costly software upgrades.

Reduce Your Costs

Operational processes tend to be built around the backoffice platform, which is often antiquated. The result is backoffice-centric, paper-based, inefficient processing.

R•Broker will change the way in which your firm operates. A single platform supports both front and back office processing, client management and reporting.

One common set of procedures ensures consistency and accuracy.

Fewer errors. Fewer follow-ups. Lower operational costs.

Better service.

Be Compliant

R•Broker’s real-time compliance and regulatory checks drastically reduce risk and manual work effort.
Rules are configurable. Whether it is adding an account, modifying a systematic payment or entering an order that changes the account’s investment mix, the outcome of the action can be set based on your firm’s compliance standards.

• 500+ configurable rules for order, client, and account processing activities
• Automated trade suitability
• Licensing and jurisdiction validations
• Comprehensive filtering for trade surveillance

Why RPM and R•Broker?

• We have a track record of success with many of Canada’s largest financial institutions
• We contract our service levels
• We will build enhancements requested by you
• We make it easy for you to get data into and out of the system
• We invest in growing the platform
• We make it easy to integrate with 3rd party and proprietary applications
• We provide a modern, scaleable system

Full Service
Brokerage
Platform

• Functionally-rich, real time brokerage system, including integrated broker workstation
• Single, real time data source for clients, advisors and head office
• Real-time trade import for liability trading and P&L reporting
• Support for all account types, including TFSA and RDSPs
• True multi-currency - you do not require separate accounts for separate currencies